Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended March 31, 2021, and was signed on June 3, 2021, by Lisa A. Shipos, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $590,680,000 (reported as 590,680 in thousands).
- Total Number of Holdings: 492 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., December 31, 2020) to calculate material changes in portfolio value or composition. The report is marked as a standard "13F HOLDINGS REPORT" and not an amendment or restatement.
Guidance, Outlook, and Risks
This form does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's operations. It is a regulatory disclosure of securities held.
Important Facts for Investors to Verify
- Verify the total portfolio value of approximately $590.7 million against the company's most recent 10-Q or 10-K for context on asset allocation.
- Confirm the specific composition of the 492 holdings, as the summary text does not list individual securities.
- Note that this filing reflects holdings as of March 31, 2021, and does not represent current positions.