SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended March 31, 2018, and was signed on April 25, 2018, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $446,425,000 (reported as 446,425 in thousands).
- Total Number of Holdings: 496 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit margins, liquidity, or debt levels, as this form is strictly for reporting managed equity positions.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2017) to determine material changes in holdings or portfolio value. The document serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
Form 13F filings do not contain management guidance, future outlook, or specific risk commentary regarding the reporting manager's operations. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $446.4 million against the firm's total assets under management (AUM) to understand the scope of this specific report.
- Confirm that the 496 holdings listed represent the complete equity portfolio for this manager, as indicated by the "13F HOLDINGS REPORT" selection.
- Note that this document does not reflect the financial health of Tompkins Financial Corp itself; refer to 10-Q or 10-K filings for the company's operational performance.