SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by WESTWOOD HOLDINGS GROUP INC, an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended September 30, 2021, and was signed by Murray Forbes III, Chief Financial Officer, on November 12, 2021. The report includes holdings for the primary manager and four other included managers: Westwood Management Corp, Westwood International Advisors Inc., Westwood Trust, and Westwood Advisors, L.L.C.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the manager itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $9,204,790,000 (reported in thousands).
- Total Number of Holdings Entries: 430.
- Number of Other Included Managers: 4.
Note: This filing does not provide data on the manager's revenue, profit, cash flow, operating margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2021) or detail specific material changes in holdings volume or value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, future guidance, outlook, or specific risk factors regarding the manager's operations. The standard disclaimer notes that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of $9.2 billion against the sum of individual security holdings in the full schedule.
- Confirm the inclusion of the four subsidiary managers (Westwood Management Corp, Westwood International Advisors Inc., Westwood Trust, Westwood Advisors, L.L.C.) to ensure no double-counting of assets.
- Review the full list of 430 holdings to identify top concentration risks or sector exposures not detailed in this summary.
- Check for any subsequent amendments filed after November 12, 2021, which may alter the reported positions.