SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (also referred to as Bank OZK), an institutional investment manager based in Little Rock, Arkansas. The report covers the calendar quarter ended December 31, 2015, and was signed on February 2, 2016, by Jennifer Junker, Director of Trust and Wealth Management.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, data regarding revenue, profit, cash flow, margins, debt, and liquidity for Bank of the Ozarks is not present in this text.
- Total Value of Reported Holdings: $286,306,000 (reported in thousands).
- Total Number of Holdings: 221 entries.
- Other Included Managers: None.
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2015) to determine material changes in holdings or total value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of investment positions and does not contain management commentary, future guidance, risk factors, or contingencies regarding the bank's operations or the securities held.
Investor Verification Checklist
- Verify the total value of $286.3 million represents the aggregate market value of the 221 reported equity positions.
- Confirm that the "NONE" entry for other included managers indicates Bank of the Ozarks is the sole reporting manager for these specific accounts.
- Note that this filing reflects the Trust and Wealth Management division's portfolio, not the bank's corporate balance sheet.
- Check subsequent filings for changes in the 221 holdings to track portfolio turnover.