SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: Wealthfront Inc.
Reporting Period: Quarter ended March 31, 2015.
Filing Date: May 14, 2015.
Location: Palo Alto, CA.
Signatory: Brian Dennen, Chief Compliance Officer.
This filing is a Form 13F Holdings Report, which discloses the equity securities held by institutional investment managers. It does not contain the operating financial statements (revenue, profit, cash flow) of Wealthfront Inc. itself, but rather details the assets under management or discretionary accounts held by the firm.
Key Financial Metrics
Note: As this is a 13F filing, standard corporate financial metrics such as revenue, profit, margins, and debt are not reported. The following metrics relate to the portfolio holdings disclosed.
- Total Value of Reported Holdings: $2,080,647,000 (2,080,647 thousands).
- Total Number of Holdings (Entries): 1,231.
- Other Included Managers: 0 (No other managers included in this report).
Material Changes
The filing text provided does not contain comparative data for the prior period (December 31, 2014) or a breakdown of purchases and sales. Therefore, material changes in portfolio composition or value versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance or management commentary on business strategy.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific business risks or contingencies are detailed in this form.
Investor Verification Checklist
- Verify the total value of holdings ($2.08 billion) against Wealthfront's reported Assets Under Management (AUM) in their 10-K or 10-Q filings to understand the portion of AUM represented by these specific equity holdings.
- Confirm the list of 1,231 individual securities to analyze sector concentration and top holdings, which are not detailed in the summary text provided.
- Review the subsequent 13F filing (for the period ended June 30, 2015) to calculate the actual change in portfolio value and composition.
- Check for any amendments to this filing, as the text indicates this is the initial report for the quarter.