SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of New York Mellon Corp for the reporting period ended December 31, 2022. The report was signed on February 14, 2023, by Andrew Weiser, Attorney-In-Fact. This is a 13F Combination Report, meaning it covers a portion of the holdings for the reporting manager, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own financial performance (revenue, profit, or cash flow). The following metrics relate to the assets managed and reported:
- Total Value of Reported Holdings: $437,889,181,453
- Total Number of Holdings Entries: 27,530
- Number of Other Included Managers: 27
Note: This filing does not provide data on Bank of New York Mellon Corp's own revenue, profit margins, debt, or liquidity.
Material Changes and Structure
The filing aggregates data from multiple institutional investment managers under the Bank of New York Mellon umbrella. The report explicitly lists 27 other managers whose holdings are included in this summary, such as BNY Mellon Trust of Delaware, Mellon Investments Corporation, and Newton Investment Management Limited. Additionally, the cover page lists three external managers reporting for this manager: Centersquare Investment Management LLC, Fayez Sarofim & Co, and Neuberger Berman Group LLC.
Guidance, Risks, and Contingencies
This document is a regulatory disclosure of securities holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the company's future operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the distinction between the reporting manager (Bank of New York Mellon Corp) and the 27 other included managers to understand the scope of the $437.9 billion in assets.
- Confirm that this is a Combination Report, indicating that not all holdings of the primary manager are contained within this single document.
- Note that the total value represents the aggregate market value of the reported securities as of December 31, 2022, not the total assets under management (AUM) of the entire firm.
- Check the list of "Other Managers Reporting for this Manager" to identify external relationships with firms like Neuberger Berman Group LLC.