SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by NICOLET BANKSHARES INC, an institutional investment manager based in Green Bay, WI. The report covers the calendar quarter ended June 30, 2023, and was signed by H. Phillip Moore, Jr., CFO, on August 9, 2023.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The filing provides the following aggregate data regarding the manager's reported portfolio:
- Total Value of Reported Holdings: $352,117,902
- Total Number of Holdings Entries: 211
- Other Included Managers: 0
The filing text does not provide a clear value for the company's own revenue, profit, margins, or liquidity, as this form is strictly for disclosing equity securities held by the investment manager.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F reports are snapshots of holdings at the end of the quarter and do not inherently include comparative analysis or variance explanations within the summary page.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items. This form is a regulatory disclosure of holdings and does not contain forward-looking statements or operational risk assessments.
Investor Verification Checklist
- Verify the total reported value of $352,117,902 against the company's latest 10-Q or 10-K to understand the proportion of assets managed versus total corporate assets.
- Review the detailed Schedule 13F (not included in this summary) to identify specific equity positions and concentration risks.
- Confirm that the 211 holdings entries represent the complete portfolio for this reporting manager, as indicated by the "13F HOLDINGS REPORT" selection.
- Note that this filing reflects holdings as of June 30, 2023, and does not reflect subsequent trading activity.