SEC Filing Summary: NICOLET BANKSHARES INC (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by NICOLET BANKSHARES INC, an institutional investment manager based in Green Bay, WI. The report covers the quarter ended June 30, 2021, and was signed by H. Phillip Moore, Jr., CFO, on August 11, 2021. The filing represents a standard holdings report with no amendments or restatements.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the portfolio managed by the institution:
- Total Portfolio Value: $380,426,000 (reported in thousands).
- Total Number of Holdings: 218 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on revenue, profit margins, cash flow, or debt for Nicolet Bankshares Inc. itself, as this form is designed to report investment positions held by the manager.
Material Changes
The filing text does not provide comparative data against the prior quarter (March 31, 2021) to determine material changes in holdings or portfolio value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The document strictly lists securities held.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $380.4 million against the company's 10-Q or 10-K filings for a complete financial picture.
- Confirm that the 218 reported holdings represent the full scope of the manager's reportable equity positions.
- Note that this filing does not disclose the specific tickers or quantities of the individual securities held, only the aggregate count and value in this summary view.
- Check the filing date (August 11, 2021) to ensure it aligns with the regulatory deadline for the June 30 quarter.