SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended December 31, 2019
Filing Date: January 24, 2020
Signatory: Ann K. Lawson, CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics (Portfolio Holdings)
| Metric | Value |
|---|---|
| Total Number of Holdings | 192 |
| Total Value of Reported Securities | $270,421,000 |
| Other Included Managers | 0 |
Note: As this is a 13F filing, metrics such as revenue, operating profit, cash flow, margins, debt, and liquidity for Nicolet Bankshares Inc. are not reported in this document.
Material Changes
The filing text does not provide a comparative table or narrative detailing material changes in holdings versus the prior comparable period (September 30, 2019). Only the aggregate totals for the current period are disclosed in the summary section.
Guidance, Outlook, and Risks
This document is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the bank's operations or future outlook.
Investor Verification Checklist
- Verify the total portfolio value of $270,421,000 against the bank's quarterly 10-Q or 10-K filings to assess the proportion of assets allocated to external equity investments.
- Review the detailed Schedule 13F (not included in this summary text) to identify the top 10 specific equity positions held.
- Confirm if the 192 holdings represent a significant change in investment strategy compared to previous quarters.
- Check the bank's primary financial statements (10-Q/10-K) for actual revenue, earnings, and liquidity data, as this 13F filing does not contain them.