SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended September 30, 2018
Filing Date: October 29, 2018
Signatory: Ann K. Lawson, CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics (Portfolio)
| Metric | Value |
|---|---|
| Total Number of Holdings | 191 |
| Total Value of Reported Securities | $247,393,000 |
| Other Included Managers | 0 |
Note: As a Form 13F filing, this document does not report the company's operating revenue, profit, cash flow, margins, debt, or liquidity. It reports only the aggregate value of its managed equity holdings.
Material Changes
The filing text provided does not contain comparative data for the prior period (June 30, 2018) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this summary.
Guidance, Outlook, and Risks
This filing type does not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's operations. It is a statutory disclosure of investment positions.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $247.4 million against the company's most recent 10-Q or 10-K to understand the proportion of assets allocated to external equity investments.
- Confirm the specific composition of the 191 holdings by reviewing the full Schedule 13F-HR, as this summary only provides aggregate totals.
- Note that the filing was signed by the CFO, Ann K. Lawson, on October 29, 2018, indicating the portfolio data is current as of the quarter-end.