UBS Group AG Form 13F-HR Summary
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG, an institutional investment manager, for the quarter ended March 31, 2021. The report was signed on May 11, 2021, by Rollins Lee Simmons and Jennifer Sator. This is a combination report that includes holdings reported by two other managers: UBS Asset Management (Americas) Inc. and UBS O'Connor LLC.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the issuer's operational financial performance. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for UBS Group AG itself.
- Total Value of Reported Holdings: $301,326,333,000 (301.3 billion USD)
- Total Number of Holdings Entries: 14,864
- Other Included Managers: 2 (UBS Asset Management (Americas) Inc., UBS O'Connor LLC)
Material Changes
The filing text provided does not contain comparative data for the prior period (December 31, 2020) or a schedule of changes (Schedule 13F-HR Part II). Therefore, material changes in holdings versus the prior comparable period cannot be determined from this source text.
Guidance, Outlook, and Risks
Form 13F filings are regulatory disclosures of long-term equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Scope of Report: Verify that this report covers only the equity holdings of the specified managers and does not represent the total assets under management (AUM) of UBS Group AG, which includes non-equity assets.
- Consolidation: Confirm that the total value of $301.3 billion aggregates holdings across UBS Group AG and the two other listed managers (UBS Asset Management (Americas) Inc. and UBS O'Connor LLC).
- Missing Data: Note that operational financial metrics (revenue, earnings, debt) for UBS Group AG are not present in this filing and must be sourced from the company's 10-K or 10-Q filings.
- Amendment Status: The filing is not an amendment or restatement; it is a standard quarterly report.