UBS Group AG Form 13F-HR Summary
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG, an institutional investment manager, for the quarter ended June 30, 2019. The report was filed on August 14, 2019. It is a combination report, meaning it covers a portion of the holdings for UBS Group AG, while other portions are reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own financial performance (revenue, profit, or cash flow). The filing text does not provide data on UBS Group AG's internal revenue, margins, debt, or liquidity.
- Total Value of Reported Holdings: $259,643,623,000 (259,643,623 thousands)
- Total Number of Holdings Entries: 13,618
- Other Managers Included: 3
Material Changes and Other Managers
This report aggregates data from UBS Group AG and three other institutional investment managers under its umbrella:
- UBS Financial Services Inc. (File No. 028-11496)
- UBS Swiss Financial Advisors AG (File No. 028-11603)
- UBS AG New York Branch (File No. 028-07344)
The filing text does not provide a comparative analysis of changes versus the prior period (March 31, 2019) or specific details on individual stock purchases or sales.
Guidance, Risks, and Commentary
The filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of long-only equity positions held by the investment manager.
Key Facts for Investor Verification
- Scope of Data: Verify that this report represents only a portion of UBS Group AG's total holdings, as indicated by the "13F Combination Report" status.
- Valuation: The reported value of approximately $259.6 billion reflects the aggregate value of the specific equity positions listed in this filing, not the total assets under management for the entire firm.
- Manager Attribution: Confirm which specific holdings are attributed to UBS Group AG versus the three other included managers (UBS Financial Services Inc., UBS Swiss Financial Advisors AG, and UBS AG New York Branch) by reviewing the detailed schedules not included in this summary.
- Exclusions: Note that this filing does not disclose short positions, derivatives, or non-equity assets.