Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG for the quarter ended June 30, 2017. The report discloses equity holdings managed by UBS Group AG and three other included managers: UBS Financial Services Inc., UBS Swiss Financial Advisors AG, and UBS AG New York Branch. The filing was signed on August 14, 2017.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance of UBS Group AG. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for the reporting entity.
- Total Value of Reported Holdings: $193,207,174,000 (193,207,174 thousands)
- Total Number of Holdings Entries: 12,817
- Number of Included Managers: 3
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2017) or detail specific material changes in holdings values or quantities. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a regulatory disclosure of securities held in a discretionary account.
Important Facts for Investors to Verify
- Verify the total aggregate value of reported holdings ($193.2 billion) against the firm's total assets under management (AUM) to understand the scope of this specific report.
- Note that this report covers only equity securities required to be reported under Section 13(f) of the Exchange Act; it excludes fixed income, derivatives, and cash positions.
- Confirm the specific holdings of the three included managers (UBS Financial Services Inc., UBS Swiss Financial Advisors AG, UBS AG New York Branch) are aggregated in this single filing.