Business Context and Reporting Period
Company: HENNESSY ADVISORS INC
Filing Type: Form 13F-HR (Holdings Report)
Reporting Period: Quarter ended March 31, 2023
Filing Date: April 10, 2023
Role: Institutional Investment Manager reporting equity holdings.
Key Financial Metrics
Note: Form 13F filings disclose portfolio holdings and do not report the manager's internal financial performance (revenue, profit, cash flow, or debt).
- Total Value of Reported Holdings: $1,358,086,454
- Total Number of Holdings (Entries): 230
- Number of Other Included Managers: 0
- Revenue, Profit, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics as they are not required in a 13F report.
Material Changes
This filing is a standard quarterly report and does not contain comparative data against the prior period (December 31, 2022) within the text provided. Therefore, material changes in holdings value or composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
Management Commentary: None provided. The filing contains only statutory disclosures regarding holdings.
Guidance/Outlook: Not applicable for this filing type.
Risks/Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Important Facts for Investors to Verify
- Verify the specific list of 230 individual securities held to understand portfolio concentration and sector exposure.
- Confirm whether the $1.36 billion total value represents the full scope of assets under management or only a specific subset of accounts.
- Compare this filing with the previous quarter's 13F to identify significant buy/sell activity, as this document does not provide historical comparisons.