Bank OZK INFORMATION TABLE, Q1 FY2023

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SEC Filing Summary: Form 13F Information Table

Business Context and Reporting Period

Company: Bank OZK (Reporting Manager)
Filing Type: Form 13F Information Table
Reporting Period: Quarter ended March 31, 2023
Context: This filing discloses the equity securities held by Bank OZK as of the end of the reporting period. It details the issuer, class of security, CUSIP, value, share quantity, and voting authority (Sole, Shared, or None) for each position.

Key Financial Metrics and Portfolio Composition

Portfolio Overview: The filing lists holdings across various sectors including Technology, Healthcare, Financials, Energy, and Consumer Staples. The portfolio includes both individual equities and Exchange Traded Funds (ETFs).
Top Holdings by Value (Selected):

  • Apple Inc.: $11,713,836 (Sole Discretion) + $1,695,007 (Other Discretion)
  • Microsoft Corp: $6,714,795 (Sole Discretion) + $3,080,773 (Other Discretion)
  • Alphabet Inc. (Class A): $2,723,431 (Sole Discretion) + $471,349 (Other Discretion)
  • Amazon.com Inc: $1,306,515 (Sole Discretion) + $138,718 (Other Discretion)
  • AbbVie Inc: $3,759,697 (Sole Discretion) + $2,177,631 (Other Discretion)
Liquidity and Debt: The filing text does not provide data on Bank OZK's own liquidity, debt levels, or cash flow. It strictly reports external equity investments.

Material Changes and Voting Authority

Voting Authority Distribution: The portfolio is split between "Sole" discretion (where Bank OZK has full voting control) and "Other" discretion (where voting rights are shared or held by others).
Notable Positions:

  • Bank OZK Common Stock: The manager holds 7,555 shares of its own stock (CUSIP 06417N103) with Sole voting authority valued at $258,381.
  • ETF Holdings: Significant positions in broad market ETFs including iShares Core S&P 500 ETF, Vanguard Real Estate ETF, and SPDR S&P 500 ETF Trust.
Comparison to Prior Period: The filing text does not provide comparative data from the prior quarter (December 31, 2022) to calculate material changes in position size or value.

Guidance, Risks, and Contingencies

Management Commentary: Not applicable. Form 13F is a statutory disclosure of holdings and does not contain management commentary, forward-looking guidance, or strategic outlook.
Risks and Contingencies: The filing includes a standard disclaimer stating the SEC has not reviewed the information for accuracy. No specific risk factors or contingencies regarding the portfolio are disclosed in this text.

Key Facts for Investor Verification

  • Self-Holding: Verify the 7,555 shares of Bank OZK common stock held by the reporting manager and the associated voting authority.
  • Concentration Risk: Assess the concentration in large-cap technology stocks (Apple, Microsoft, Alphabet, Amazon) which represent a significant portion of the disclosed equity value.
  • Discretion Split: Note the distinction between "Sole" and "Other" voting authority, which may indicate assets held in separate accounts or managed on behalf of third parties.
  • Missing Data: Confirm that this filing does not reflect the bank's core banking operations (loans, deposits, net interest margin) as it only covers equity investment holdings.