SEC Form 13F Information Table Summary
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Bank OZK (Investment Manager) to the U.S. Securities and Exchange Commission. The report covers the portfolio holdings as of the period ending March 31, 2022. The filing details equity securities held for the account of the investment manager and other clients, categorized by voting authority (Sole, Shared, or None).
Key Financial Metrics and Portfolio Composition
The filing provides a list of equity holdings with share counts and values (in thousands of dollars). It does not report Bank OZK's own operating revenue, profit, or cash flow. Key portfolio metrics include:
- Top Holdings by Value: The largest positions by reported value include Apple Inc. ($14,755k), Microsoft Corp ($7,815k), Bank of America Corp ($4,097k), and Cisco Systems Inc ($3,854k).
- Asset Classes: The portfolio consists primarily of common stocks (SH) and Exchange Traded Funds (ETFs), including broad market indices (S&P 500), sector-specific funds (Technology, Healthcare), and commodity funds (Gold).
- Voting Authority: Holdings are split between "Sole" discretion (managed entirely by Bank OZK) and "Other" (OTR) discretion (managed by other parties or shared).
Material Changes and Comparisons
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F filings are snapshots of holdings at a specific date and do not inherently contain comparative data against the previous quarter's holdings within the text provided.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for management guidance, future outlook, or specific risk contingencies. This document is a regulatory disclosure of current holdings and does not contain narrative commentary, earnings forecasts, or strategic plans. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy.
Important Facts for Investor Verification
- Portfolio Concentration: Verify the concentration risk in top holdings such as Apple, Microsoft, and Bank of America, which represent significant portions of the reported equity value.
- Discretionary Authority: Distinguish between assets under "Sole" management versus "Other" (OTR) to understand the actual assets managed directly by Bank OZK versus those held in custody or managed by third parties.
- Valuation Basis: Note that all values are reported in thousands (x$1000) and represent the market value at the end of the reporting period, not necessarily the cost basis.
- Scope Limitation: This filing only covers equity securities; it does not disclose debt holdings, derivatives, or cash positions held by the bank.