SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F Holdings Report submitted by Bank of the Ozarks (Institutional Investment Manager) for the calendar quarter ended December 31, 2012. The report was signed by Rex W. Kyle, President of Trust & Wealth Management, on February 7, 2013. It details the equity securities held by the manager with investment discretion.
Key Financial Metrics
As this is a 13F filing, it reports portfolio holdings rather than the operating financials of Bank of the Ozarks itself. Key portfolio metrics include:
- Total Portfolio Value: $121,902,000 (reported in thousands).
- Total Number of Holdings: 77 entries.
- Largest Single Holding: Bank of the Ozarks Inc. (Own stock) valued at $37,883,000 (1,131,853 shares).
- Second Largest Holding: Murphy Oil Corp. valued at $52,373,000 (879,476 shares combined across two entries).
- Top Sectors Represented: Financials, Energy, Technology, Consumer Staples, and Healthcare.
Material Changes
The filing text does not provide comparative data for the prior quarter (September 30, 2012). Therefore, material changes in holdings, additions, or deletions versus the prior period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are historical snapshots of holdings and do not contain management guidance, future outlook, risk factors, or commentary on contingencies. The filing confirms that the manager holds voting authority (Sole or Shared) for the reported securities.
Investor Verification Checklist
- Verify the total portfolio value of $121.9 million against the bank's total assets to determine the size of the discretionary investment arm.
- Confirm the concentration risk associated with the significant holding of the bank's own stock ($37.9 million) and Murphy Oil Corp ($52.4 million).
- Review the specific breakdown of "Sole" vs. "Shared" voting authority for the 77 holdings to understand control levels.
- Note that this report excludes non-equity assets (e.g., bonds, cash, derivatives) and does not reflect the bank's core lending or deposit operations.