SEC Filing Summary: Wealthfront Inc. (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Wealthfront Inc., an institutional investment manager based in Palo Alto, CA. The report covers the calendar quarter ended December 31, 2015, and was signed by Brian Dennen, Chief Compliance Officer, on February 16, 2016.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own financial performance (revenue, profit, or cash flow). The filing provides the following aggregate data regarding the manager's portfolio:
- Total Portfolio Value: $2,779,596,000 (reported as 2,779,596 in thousands).
- Total Number of Holdings: 297 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on Wealthfront Inc.'s internal revenue, profit margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2015) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the business operations of Wealthfront Inc. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total assets under management (AUM) reported ($2.78 billion) against the company's public disclosures or other regulatory filings to confirm growth trends.
- Confirm the specific equity positions within the 297 reported holdings to understand the manager's investment strategy and sector exposure.
- Note that this filing reflects the portfolio managed by Wealthfront Inc., not the financial health of Wealthfront Inc. as a corporate entity.