SEC Filing Summary: Wealthfront Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Wealthfront Inc., an institutional investment manager based in Palo Alto, CA. The report covers the calendar quarter ended September 30, 2015, and was signed by Brian Dennen, Chief Compliance Officer, on November 17, 2015. The report details the manager's holdings in equity securities.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of Wealthfront Inc. itself. The following metrics relate to the assets under management reported in this filing:
- Total Value of Reported Holdings: $2,501,447,000 (2,501,447 thousands)
- Total Number of Holdings Entries: 1,420
- Other Included Managers: 0
Note: The filing text does not provide data on Wealthfront Inc.'s revenue, profit margins, debt, or liquidity, as these are not required in a 13F-HR.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2015) or detail specific material changes in holdings volume or value. It only presents the snapshot of holdings as of September 30, 2015.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, future guidance, risk factors, or contingencies regarding the business operations of Wealthfront Inc. It is a statutory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total reported portfolio value of approximately $2.5 billion against other regulatory filings or public disclosures for the same period.
- Confirm that the 1,420 holdings entries represent the complete portfolio, as the filing indicates no other managers are included.
- Note that this document does not reflect the company's own financial health (e.g., cash burn or profitability), only the assets it manages for clients.