SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the reporting period ended March 31, 2016. The report was signed on May 11, 2016, by A.J. Silber, Vice President of Legal Affairs. This filing covers the holdings of the primary manager and includes five other affiliated institutional investment managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. Key portfolio metrics include:
- Total Portfolio Value: $18,503,434,000 (reported in thousands).
- Total Number of Holdings: 208 entries.
- Confidential Information: The filing notes that certain confidential information has been omitted from the public report and filed separately with the SEC.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity as these are not required in a 13F-HR form.
Material Changes and Included Managers
This report aggregates holdings for the following managers:
- Brookfield Investment Management Inc. (File No. 028-13826)
- Brookfield Asset Management Private Institutional Capital Adviser US, LLC (File No. 028-16270)
- Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC (File No. 028-16296)
- Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. (File No. 028-14362)
- Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. (File No. 028-17298)
The filing text does not provide a comparative table of holdings versus the prior quarter to quantify material changes in specific positions.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, or risk factors. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $18.5 billion against the firm's broader asset management disclosures.
- Confirm the specific equity positions within the 208 reported entries, as the summary text does not list individual tickers.
- Review the separate confidential filing referenced in the text for omitted holdings data.
- Check subsequent filings to track changes in the 208 holdings reported for the Q1 2016 period.