SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Bank of New York Mellon Corp for the quarter ended September 30, 2019. The report was signed on November 7, 2019, by Ivan R. Arias, Attorney-In-Fact. This is a combination report, meaning it covers a portion of the holdings for the reporting manager, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own financial performance (revenue, profit, or cash flow). The following metrics relate to the assets managed and reported:
- Total Value of Reported Holdings: $364,459,420,000 (364.46 billion USD).
- Total Number of Holdings Entries: 19,652.
- Number of Other Included Managers: 27.
- Revenue, Profit, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics as they pertain to the operating performance of Bank of New York Mellon Corp, not its investment portfolio.
Material Changes and Portfolio Composition
The filing lists 27 other institutional investment managers for whom this report is filed, including BNY Mellon Trust of Delaware, Mellon Investments Corporation, and Newton Investment Management. The report aggregates holdings across these entities. No specific data regarding material changes in holdings volume or value compared to the prior quarter is explicitly detailed in the provided text summary.
Guidance, Outlook, and Risks
The filing contains no management commentary, forward-looking guidance, or specific risk factors regarding the investment strategy. It includes a standard SEC disclaimer stating that the Commission has not reviewed the information and that readers should not assume it is accurate or complete.
Key Facts for Investor Verification
- Verify the total reported asset value of approximately $364.46 billion against the company's broader asset management disclosures.
- Confirm the list of 27 other included managers to understand the scope of the consolidated reporting.
- Note that this document reflects equity holdings only and does not disclose the bank's own operational financial results (e.g., net income or liquidity ratios).
- Check the filing date (November 7, 2019) to ensure it aligns with the required 45-day post-quarter deadline.