Business Context and Reporting Period
This filing is a Form 13F-HR submitted by CNO Financial Group, Inc., an institutional investment manager. The report covers the calendar quarter ended December 31, 2016, and was signed on February 10, 2017. The filing includes holdings for CNO Financial Group, Inc. and one other included manager, 40/86 Advisors, Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the manager itself. Consequently, revenue, profit, cash flow, margins, debt, and liquidity metrics for CNO Financial Group, Inc. are not provided in this text.
Key portfolio metrics reported include:
- Total Value of Reported Holdings: $372,264,000 (372,264 thousands)
- Total Number of Holdings Entries: 18
- Number of Other Included Managers: 1
Material Changes
The filing text does not provide comparative data for the prior period (e.g., September 30, 2016). Therefore, material changes in portfolio composition or value versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of long-only equity positions held at the end of the reporting period.
Important Facts for Investors to Verify
- Verify the specific 18 equity positions held by CNO Financial Group, Inc. and 40/86 Advisors, Inc. in the full schedule of the filing, as only the aggregate value is listed in the summary.
- Confirm whether the $372.3 million in reported holdings represents the total investable assets under management or only a subset of reportable securities.
- Note that this filing does not reflect short positions, derivatives, or non-equity assets.