SEC Filing Summary: CNO Financial Group, Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by CNO Financial Group, Inc., an institutional investment manager. The report covers the quarter ended September 30, 2016, and was signed on November 14, 2016, by John R. Kline, Senior Vice President and Chief Accounting Officer. The report includes holdings for one other included manager: 40/86 Advisors, Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for CNO Financial Group, Inc. itself.
- Total Value of Reported Holdings: $138,390,000 (138,390 thousands)
- Total Number of Holdings Entries: 15
- Number of Other Included Managers: 1
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2016) to determine material changes in holdings or value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the specific 15 equity positions held by CNO Financial Group, Inc. and 40/86 Advisors, Inc. in the full schedule of the filing, as only the aggregate value ($138.39 million) is provided in the summary text.
- Confirm whether the $138.39 million represents the total managed assets or only the reportable equity holdings subject to 13F disclosure.
- Note that this filing does not reflect the financial health or operational results of CNO Financial Group, Inc. as an insurance or financial services provider.