SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Capital One Financial Corp, an institutional investment manager. The report covers the quarter ended March 31, 2022, and was signed on April 13, 2022, by D. Corey Lawson, Chief Compliance Officer. The report includes holdings for Capital One Financial Corp and one other included manager, Capital One Investing, Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for Capital One Financial Corp.
- Total Value of Reported Holdings: $141,387,000 (141,387 thousands)
- Total Number of Holdings Entries: 91
- Number of Other Included Managers: 1
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2021) to determine material changes in holdings or total value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's business operations. It strictly lists securities held for investment purposes.
Key Facts for Investor Verification
- Verify the total value of the reported portfolio ($141.4 million) against the company's total assets to understand the scope of this specific investment mandate.
- Note that this report covers 91 specific equity positions; investors should review the full schedule (not included in this summary) to identify specific sector concentrations.
- Confirm that the report includes holdings for "Capital One Investing, Inc." in addition to the primary filer.
- Understand that this document does not reflect the bank's core lending, deposit, or credit card business performance.