SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Capital One Financial Corp, an institutional investment manager. The report covers the calendar quarter ended December 31, 2021. The filing was signed by D. Corey Lawson, Chief Compliance Officer, on February 9, 2022. This report includes holdings for Capital One Financial Corp and one other included manager, Capital One Investing, Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, data regarding revenue, profit, cash flow, margins, debt, and liquidity for Capital One Financial Corp are not contained in this text.
- Total Value of Reported Holdings: $828,071,000 (reported in thousands).
- Total Number of Holdings Entries: 187.
- Other Included Managers: 1 (Capital One Investing, Inc.).
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2021) to determine material changes in holdings or total portfolio value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. It strictly discloses securities held for the reporting period.
Key Facts for Investor Verification
- Verify the total portfolio value of $828.07 million represents the aggregate value of the 187 reported equity positions.
- Note that this report includes holdings managed by Capital One Investing, Inc. in addition to the primary filer.
- Confirm that this document does not reflect Capital One Financial Corp's own balance sheet, income statement, or cash flow, but rather its investment portfolio.
- Check the specific list of 187 holdings (not included in this summary text) to understand sector exposure and concentration risks.