SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F Holdings Report submitted by Fidelity National Financial, Inc., an institutional investment manager based in Jacksonville, Florida. The report covers the calendar quarter ended December 31, 2006, and was signed by Anthony J. Park, Chief Financial Officer, on February 20, 2007.
The report details the equity securities held by the manager, representing a total of 40 holdings entries. The filing indicates that all holdings of this reporting manager are included in this report.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of Fidelity National Financial, Inc. itself. The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $207,134,000 (reported in thousands).
- Total Shares Held: 16,104,206 shares across all issuers.
- Number of Holdings: 40 distinct securities.
- Voting Authority: The manager reported "Sole" voting authority for all listed positions.
- Top Holdings by Value:
- Apple Computer Inc.: $25,452,000
- Wal-Mart Stores Inc.: $13,854,000
- Johnson & Johnson: $9,903,000
- Halliburton Co.: $9,641,000
- Ntn Buzztime Inc.: $9,103,000
Note: The filing text does not provide data on Fidelity National Financial's own revenue, profit margins, debt, or liquidity.
Material Changes and Portfolio Composition
This filing represents a snapshot of holdings at the end of the period. The text does not provide comparative data against the prior quarter to determine material changes in position size or new entries versus deletions. The portfolio is diversified across technology, retail, energy, healthcare, and financial sectors. Notable positions include significant stakes in New Century Financial Corp ($6,318,000) and various energy and mining companies such as Valero Energy, BHP Billiton, and Newmont Mining.
Guidance, Risks, and Contingencies
Form 13F filings are statutory reports of holdings and do not contain management guidance, forward-looking outlooks, or discussions of operational risks and contingencies. The filing includes a standard representation that the information is true, correct, and complete, and that the signatory is authorized to submit the report.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $207 million against the company's broader asset management capabilities.
- Confirm the concentration risk, noting that the top 5 holdings represent roughly 28% of the total reported portfolio value.
- Review the specific holdings in the financial sector (e.g., New Century Financial Corp, Citigroup Inc.) given the reporting date of late 2006, prior to the 2008 financial crisis.
- Check subsequent filings to track the disposition of high-risk or volatile positions such as Ntn Buzztime Inc. and New Century Financial Corp.
- Ensure the "Sole" voting authority designation aligns with the company's internal governance policies for these specific accounts.