SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended September 30, 2022. The report was signed on November 14, 2022, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. This filing covers the holdings of Hilltop Holdings Inc. and includes four other affiliated managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity itself. The following aggregate portfolio metrics are disclosed:
- Total Portfolio Value: $738,924,000 (reported as 738,924 in thousands).
- Total Number of Holdings: 801 entries.
- Number of Included Managers: 4 additional managers included in this consolidated report.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc. as an operating company.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2022) or detail specific material changes in holdings, portfolio value, or strategy between periods. It serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of equity holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $739 million against the company's latest 10-Q or 10-K for context on asset allocation.
- Confirm the specific equity positions within the 801 reported entries to understand sector exposure.
- Note that this report aggregates holdings for Hilltop Holdings Inc. and four other affiliated entities; separate analysis may be required to isolate Hilltop's direct holdings.
- Recognize that this document does not reflect the bank's lending portfolio, deposit base, or net interest income.