SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended September 30, 2018. The report was signed on November 14, 2018, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. This filing consolidates holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity itself. The aggregate value of the reported holdings is as follows:
- Total Value of Reported Holdings: $476,497,000 (reported in thousands)
- Total Number of Holdings Entries: 661
- Number of Included Managers: 4
The filing text does not provide data on revenue, profit margins, debt, or liquidity for Hilltop Holdings Inc. or the included managers.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2018) or detail specific material changes in holdings, as the provided content is limited to the cover page and summary statistics.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of equity positions and do not contain management guidance, future outlook, risk factors, or commentary on contingencies. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the specific composition of the 661 holdings entries to understand the portfolio's sector concentration.
- Confirm the breakdown of the $476.5 million total value among the five reporting entities (Hilltop Holdings and the four included managers).
- Review the full Schedule 13F (not included in this text) to identify specific buy/sell activity compared to the previous quarter.
- Note that this filing reflects only equity securities subject to Section 13(f) of the Exchange Act and excludes other asset classes.