SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the quarter ended September 30, 2017, and was signed on November 14, 2017. The filing includes holdings for Hilltop Holdings Inc. and two other included managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting manager itself. The following portfolio metrics are disclosed:
- Total Portfolio Value: $330,128,000 (reported as 330,128 in thousands).
- Total Number of Holdings: 397 entries.
- Number of Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc. as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2017) or detail specific material changes in holdings, portfolio value, or strategy versus the prior quarter.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of equity holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $330.1 million against the specific holdings listed in the full Schedule 13F (not included in this summary text).
- Confirm the relationship between Hilltop Holdings Inc. and the included managers (PlainsCapital Corp and PlainsCapital Bank) to understand the scope of the reported assets.
- Review the full list of 397 holdings to assess concentration risk and sector exposure, as this summary only provides aggregate totals.
- Consult the company's 10-Q or 10-K filings for operating financial metrics (revenue, earnings, liquidity) which are not present in this 13F report.