SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended June 30, 2017, and was signed on August 14, 2017. The filing includes holdings for Hilltop Holdings Inc. and two other included managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc. itself.
- Total Value of Reported Holdings: $340,729,000 (reported in thousands).
- Total Number of Holdings Entries: 454.
- Number of Other Included Managers: 2.
Material Changes
The filing text does not provide comparative data against the prior period (March 31, 2017) to determine material changes in holdings or total portfolio value. This document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are regulatory disclosures of equity positions and do not contain management commentary, forward-looking guidance, risk factors, or details on contingencies. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $340.7 million against the company's 10-Q or 10-K filings for the same period to understand the proportion of assets managed versus held.
- Confirm the specific equity positions within the 454 reported entries to assess concentration risk.
- Review the filings for the two included managers (PlainsCapital Corp and PlainsCapital Bank) to understand the full scope of the reported assets.
- Note that this document does not reflect the company's own financial health (revenue, earnings, debt) and should not be used as a substitute for periodic financial reports.