SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended December 31, 2016. The report was signed on February 14, 2017, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes two other affiliated managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. The key metrics provided relate to the portfolio under management:
- Total Portfolio Value: $319,175,000 (reported as 319,175 in thousands).
- Total Number of Holdings: 457 entries.
- Number of Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
Note: The filing text does not provide data on Hilltop Holdings Inc.'s own revenue, profit, margins, debt, or liquidity, as this form is strictly for reporting investment positions.
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2016) to determine material changes in portfolio value or composition. It only presents the snapshot of holdings as of December 31, 2016.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, future guidance, risk factors, or contingencies regarding the manager's business operations. It is a statutory disclosure of current equity holdings.
Investor Verification Checklist
- Verify the total portfolio value of $319.2 million against the sum of individual holdings in the full schedule (not provided in this summary text).
- Confirm the inclusion of the two other managers (PlainsCapital Corp and PlainsCapital Bank) to ensure the total value represents the consolidated reporting group.
- Review the full 457-line holdings schedule to identify specific sector concentrations or top 10 positions, which are not detailed in the cover page summary.
- Check subsequent filings to track changes in the portfolio value and composition for the following quarter.