Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Prudential Financial Inc, an institutional investment manager, for the quarter ended December 31, 2019. The report was signed on February 11, 2020, by Richard Baker, Second Vice President. This is a combination report, meaning it covers a portion of the manager's holdings, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Value of Reported Holdings: $67,495,453,000 (67,495,453 thousands)
- Total Number of Holdings Entries: 3,996
- Number of Other Included Managers: 6
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Prudential Financial Inc itself.
Material Changes and Portfolio Composition
This filing serves as a snapshot of holdings at the end of the reporting period. It does not contain comparative data against the prior quarter to determine material changes in position size or value. The report aggregates holdings for Prudential Financial Inc and six other associated managers, including:
- Prudential Trust Co
- PGIM, Inc.
- PGIM Securities Investment Trust Enterprise
- Prudential Gibraltar Financial Life Insurance Co., Ltd.
- Prudential Life Insurance Company, Ltd.
- QMA LLC
Guidance, Outlook, and Risks
The filing text does not provide management commentary, future guidance, outlook, or specific risk factors. It is a regulatory disclosure of securities held. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported portfolio value of approximately $67.5 billion against the company's broader 10-Q or 10-K filings for context on total assets under management.
- Confirm the list of 6 other included managers to understand the scope of the consolidated reporting.
- Note that this document lists holdings but does not disclose the specific securities, share counts, or cost basis for individual positions in this summary view.
- Check the filing date (February 11, 2020) to ensure the data reflects the market conditions as of December 31, 2019.