Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Prudential Financial Inc, an institutional investment manager, for the quarter ended September 30, 2019. The report was signed on November 13, 2019, by Richard Baker, Second Vice President. This is a combination report, meaning it covers a portion of the manager's holdings, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Value of Reported Holdings: $63,037,600,000 (63,037,600 thousands)
- Total Number of Holdings Entries: 3,981
- Number of Other Included Managers: 8
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Prudential Financial Inc itself.
Material Changes and Portfolio Composition
This filing aggregates holdings for Prudential Financial Inc and eight other associated managers. The list of other included managers reporting for this manager includes:
- Prudential Trust Co
- PGIM, Inc.
- PGIM Securities Investment Trust Enterprise
- Prudential Gibraltar Financial Life Insurance Co., Ltd.
- Prudential Life Insurance Company, Ltd.
- QMA LLC
- AST Investment Services, Inc.
- PGIM Investments LLC
The filing text does not provide a comparative analysis of material changes versus the prior period (June 30, 2019) or specific details on additions and deletions within the 3,981 entries.
Guidance, Outlook, and Risks
Form 13F filings are regulatory disclosures of long-term equity holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the company's future operations. The text includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Important Facts for Investor Verification
- Verify the total reported value of $63.04 billion against the company's total assets to understand the proportion of the portfolio disclosed in this specific filing.
- Confirm the scope of the "Combination Report" to ensure all relevant holdings across the listed 8 other managers are accounted for in the aggregate.
- Note that this document does not reflect the company's insurance or investment management revenue, earnings, or debt levels; refer to Form 10-Q or 10-K for operational financials.
- Check the filing date (November 13, 2019) to ensure the data reflects the portfolio status as of September 30, 2019, with a standard 45-day reporting lag.