SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended September 30, 2023, and was signed on October 11, 2023, by Lisa Donnelly, Trust Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The key metrics provided are:
- Total Value of Reported Holdings: $635,150,855
- Total Number of Holdings Entries: 772
- Other Included Managers: 0
The filing text does not provide values for revenue, profit, margins, or liquidity as these are not applicable to a 13F holdings report.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2023) or detail specific material changes in holdings composition. It only states the aggregate totals for the current quarter.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of equity positions and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's future performance.
Investor Verification Checklist
- Verify the total reported value of $635,150,855 against the sum of individual holdings in the full schedule.
- Confirm the count of 772 entries matches the detailed holdings list.
- Note that this report reflects only equity securities subject to Section 13(f) of the Exchange Act and excludes other asset classes.