Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG, an institutional investment manager, covering the reporting period ended March 31, 2024. The report was signed on May 10, 2024, by Andrew Johnson, Head of Group Shareholding Reporting. This is a combination report, indicating that a portion of the holdings for this manager are reported herein, while other portions are reported by other managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the issuer's operational financial performance (e.g., revenue, profit, or cash flow). The following metrics relate to the reported portfolio:
- Total Value of Reported Holdings: $401,538,677,804
- Total Number of Holdings Entries: 18,453
- Number of Other Included Managers: 9
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for UBS Group AG itself, as this form is designed to disclose investment positions, not corporate financial statements.
Material Changes and Portfolio Composition
The filing aggregates holdings across multiple entities. In addition to UBS Group AG, the report includes data from nine other institutional investment managers, including:
- UBS Asset Management Americas Inc
- UBS O'Connor LLC
- Credit Suisse AG
- UBS Financial Services Inc
- UBS AG
- UBS Switzerland AG
- UBS Europe SE
- UBS Bank (Canada)
- UBS La Maison de Gestion
- UBS Securities LLC
- UBS Brasil Administradora de Valores Mobiliarios Ltda
- UBS (Monaco) S.A.
The inclusion of Credit Suisse AG reflects the integration of portfolios following the acquisition, though specific comparative changes versus the prior period are not detailed in this summary text.
Guidance, Outlook, and Risks
This filing does not contain management commentary, forward-looking guidance, or specific risk factors regarding UBS Group AG's future performance. The document includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Verify the total reported equity exposure of approximately $401.5 billion across the UBS Group and its affiliated managers.
- Confirm the scope of the "Combination Report" to understand which specific holdings are excluded from this filing and reported by other managers.
- Review the inclusion of Credit Suisse AG holdings to assess the post-merger portfolio integration status.
- Note that this document does not replace the company's 10-K or 10-Q filings for operational financial data.