UBS Group AG Form 6-K Summary
Business Context and Reporting Period
This Form 6-K is a report of a foreign private issuer filed by UBS Group AG and UBS AG on October 29, 2021. The filing provides consolidated capitalization data as of September 30, 2021, prepared in accordance with International Financial Reporting Standards (IFRS) and presented in US dollars. The document serves to update registration statements and incorporates by reference the company's third-quarter 2021 report.
Key Financial Metrics
The filing focuses on the consolidated capitalization structure rather than operating performance metrics such as revenue, profit, or cash flow, which are not detailed in this specific text.
| Capitalization Item (USD Million) | As of Sep 30, 2021 | As of Jun 30, 2021 |
|---|---|---|
| Short-term debt issued | 75,298 | 85,273 |
| Long-term debt issued | 130,754 | 130,190 |
| Total debt issued | 206,052 | 215,462 |
| Funding from UBS Group AG | 56,411 | 58,173 |
| Equity attributable to UBS AG shareholders | 57,085 | 55,361 |
| Equity attributable to non-controlling interests | 333 | 284 |
| Total capitalization | 263,470 | 271,107 |
Material Changes
- Total Debt: Decreased by approximately $9.4 billion from $215.5 billion in June 2021 to $206.1 billion in September 2021.
- Short-term Debt: Declined significantly by roughly $10 billion, dropping from $85.3 billion to $75.3 billion.
- Long-term Debt: Increased slightly by approximately $564 million.
- Shareholder Equity: Increased by roughly $1.7 billion, rising from $55.4 billion to $57.1 billion.
- Total Capitalization: Decreased by approximately $7.6 billion over the quarter.
Guidance, Outlook, and Risks
This specific filing text does not contain management commentary, forward-looking guidance, risk factors, or details on contingencies. It explicitly states that investors should read this report in conjunction with the annual report on Form 20-F for the year ended December 31, 2020, and the quarterly reports on Form 6-K for the first, second, and third quarters of 2021 for comprehensive operational and risk information.
Investor Verification Checklist
- Verify the full third-quarter 2021 earnings release for revenue, net income, and cash flow figures not included in this capitalization table.
- Review the referenced Form 20-F and prior Form 6-K filings for detailed risk factors and management discussion.
- Confirm the composition of "Funding from UBS Group AG" within the debt structure to understand intercompany financing dynamics.
- Check for any subsequent filings regarding changes in debt maturity profiles or equity issuances post-September 30, 2021.