SEC Filing Summary: Westwood Holdings Group Inc (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Westwood Holdings Group Inc, an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended September 30, 2022, and was signed by Murray Forbes III, Chief Financial Officer, on November 14, 2022. The report includes holdings for the primary manager and three other included managers: Westwood Management Corp, Westwood Trust, and Westwood Advisors, L.L.C.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the operating financial performance of the manager itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $8,462,837,000 (reported in thousands).
- Total Number of Holdings Entries: 447.
- Number of Other Included Managers: 3.
Note: This filing does not provide data on revenue, profit, cash flow, operating margins, debt, or liquidity for Westwood Holdings Group Inc.
Material Changes
The filing text does not provide a comparative table or narrative detailing material changes in holdings versus the prior comparable period (June 30, 2022). The document lists the aggregate value and count of holdings for the current quarter only.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, future guidance, outlook, or specific risk factors regarding the manager's operations. The standard disclaimer states that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $8.46 billion against the manager's total assets under management (AUM) to determine if this represents the full portfolio or a subset.
- Confirm the specific equity positions within the 447 reported entries to assess sector concentration.
- Review the filings of the three included managers (Westwood Management Corp, Westwood Trust, Westwood Advisors) to ensure no double-counting or omitted holdings.
- Check subsequent filings for the quarter ended December 31, 2022, to track portfolio turnover and strategy shifts.