SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: WESTWOOD HOLDINGS GROUP INC
Reporting Period: Quarter ended September 30, 2016
Filing Date: November 14, 2016
Location: Dallas, TX
Signatory: Tiffany B. Kice, CFO
This filing is a Form 13F Holdings Report submitted by an institutional investment manager. It discloses equity securities held by the manager and three other included managers (Westwood Management Corp, Westwood International Advisors Inc., and Westwood Trust). The report covers 478 individual holdings entries.
Key Financial Metrics
Note: Form 13F filings disclose portfolio holdings and do not report the operating financial performance (revenue, profit, cash flow) of the investment manager itself.
- Total Value of Reported Holdings: $11,789,323,000 (approx. $11.79 billion)
- Number of Holdings Entries: 478
- Number of Included Managers: 3 (in addition to the primary filer)
The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Westwood Holdings Group Inc. as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2016) to calculate material changes in total portfolio value or specific holdings. This form is a snapshot of holdings at the end of the quarter.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: Not applicable for Form 13F.
Risks/Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies regarding the portfolio are detailed in the summary text.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $11.79 billion against the firm's latest 10-K or 10-Q for context on assets under management.
- Confirm the specific equity positions within the 478 reported entries to understand sector concentration.
- Note that this report aggregates holdings for Westwood Holdings Group Inc. and three subsidiary or related managers.
- Recognize that this document does not reflect the firm's own profitability or debt levels.