SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: WESTWOOD HOLDINGS GROUP INC
Reporting Period: Quarter ended December 31, 2013
Filing Date: February 11, 2014
Location: Dallas, TX
Signatory: Mark A. Wallace, Chief Financial Officer
This filing is a Form 13F Holdings Report, which discloses the equity securities held by institutional investment managers. It includes holdings for one other included manager: WESTWOOD MANAGEMENT CORP. (File Number 28-5046).
Key Financial Metrics
Note: Form 13F filings report portfolio holdings and do not contain the operating financial statements (revenue, profit, cash flow, margins, or debt) of the investment manager itself.
- Total Value of Reported Holdings: $13,023,522,000 (13,023,522 thousands)
- Total Number of Holdings Entries: 306
- Number of Other Included Managers: 1
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2013) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F is a regulatory disclosure of past holdings and does not contain forward-looking guidance, management commentary on strategy, or earnings outlooks.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific business risks or contingencies are detailed in this form.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $13.02 billion against the firm's broader asset management reports.
- Confirm the inclusion of WESTWOOD MANAGEMENT CORP. as a related entity within this consolidated report.
- Note that this document lists equity positions only; it does not disclose derivatives, fixed income, or cash positions.
- Review the full schedule of 306 individual holdings (not included in this summary text) to understand sector concentration.