Business Context and Reporting Period
This Form 8-K is a current report filed by New York Mortgage Trust, Inc. (the "Company") on November 5, 2018. The filing serves to disclose the Company's results of operations and financial condition for the three and nine months ended September 30, 2018, in satisfaction of Regulation FD and Item 2.02 requirements.
Key Financial Metrics
The filing text itself does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are contained within the press release furnished as Exhibit 99.1, which is incorporated by reference but not detailed in the body of this 8-K document.
Material Changes
The filing does not explicitly list material changes versus prior periods within the text provided. It directs readers to the attached press release (Exhibit 99.1) for the historical information regarding the Company's results of operations for the reported periods.
Guidance, Outlook, and Risks
The document does not contain specific guidance, outlook, management commentary, or risk factors in its text. It notes that the information included in this report (including Exhibit 99.1) shall not be deemed "filed" for purposes of Section 18 of the Exchange Act and is not subject to the liabilities of that section, nor is it incorporated by reference into other filings except as expressly set forth.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release dated November 5, 2018) for actual financial figures, including net income, FFO, and balance sheet data.
- Verify the specific details of the results for the three and nine months ended September 30, 2018, as they are not present in the 8-K summary text.
- Confirm the Company's status as an emerging growth company (indicated as not applicable in the filing).
- Note that the financial data in this filing is not deemed "filed" under Section 18 of the Exchange Act.