SEC Filing Summary: New York Mortgage Trust, Inc.
Business Context and Reporting Period
This Form 8-K was filed by New York Mortgage Trust, Inc. on October 23, 2009. The filing serves as a current report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. The registrant is incorporated in Maryland with its principal executive offices in New York, New York.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses on regulatory disclosure rather than financial performance data.
Material Changes
The primary material event reported is the issuance of a press release regarding the filing of a shelf registration statement on Form S-3 under the Securities Act of 1934. This action was disclosed under Item 7.01 (Regulation FD Disclosure).
Guidance, Outlook, and Risks
The filing incorporates by reference a press release (Exhibit 99.1) detailing the Form S-3 filing. The text of the 8-K itself does not contain specific management commentary, forward-looking guidance, risk factors, or details on unusual items beyond the registration statement announcement.
Investor Verification Checklist
- Verify the details of the Form S-3 shelf registration statement referenced in the press release (Exhibit 99.1).
- Confirm the intended use of proceeds from the potential securities offering under the shelf registration.
- Review the full text of the press release dated October 23, 2009, for any additional context not included in the 8-K summary.