Business Context and Reporting Period
This Form 8-K is a current report filed by Aeluma, Inc. (Nasdaq: ALMU), an emerging growth company incorporated in Delaware. The report date is September 16, 2025, covering a specific corporate governance event regarding a director's trading plan.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report is limited to disclosure of a Rule 10b5-1 trading arrangement and does not contain financial performance data.
Material Changes
The material change disclosed is the termination of a pre-arranged stock sale plan:
- Plan Adoption: On June 23, 2025, Director Mr. Steven DenBaars adopted a Rule 10b5-1 trading plan to sell up to 130,000 shares of common stock between October 6, 2025, and May 6, 2026.
- Plan Termination: On September 16, 2025, Mr. DenBaars terminated the plan.
- Outcome: No sales were made, and no sales will be made pursuant to this specific plan.
Guidance, Outlook, and Risks
The filing contains no management commentary, financial guidance, or outlook for future periods. No new risks, contingencies, or unusual items were disclosed beyond the termination of the director's trading plan.
Investor Verification Checklist
- Verify the current share ownership of Director Steven DenBaars to assess potential future selling activity outside of the terminated plan.
- Confirm if the termination of the 10b5-1 plan was voluntary or due to a change in the director's intent to sell.
- Review subsequent filings for any new 10b5-1 plans adopted by the director or other insiders.