SEC Filing Summary: Alti Global, Inc. (Form 13F)
Business Context and Reporting Period
Company: Alti Global, Inc.
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: The filing lists holdings as of the period ending June 30, 2026 (as per metadata), though the data table header indicates "2023" for specific ETF entries, suggesting a potential data discrepancy or a specific reporting lag in the source text. The summary reflects the holdings listed in the provided text.
Role: Institutional Investment Manager reporting beneficial ownership of equity securities.
Key Financial Metrics and Portfolio Composition
Total Portfolio Value: The filing lists individual security values but does not explicitly state a consolidated total portfolio value in the text provided. The aggregate value is the sum of the "Value" column for all listed securities.
Top Holdings by Value (Selected):
- Exxon Mobil Corp: $93,629,379 (684,826 shares)
- Alphabet Inc (Class A & C): Combined value approx. $118 million (208,624 Class A + 65,406 Class C shares)
- Apple Inc: $44,926,612 (155,262 shares)
- Amazon.com Inc: $13,943,269 (58,502 shares)
- Microsoft Corp: $21,150,561 (56,701 shares)
- Goldman Sachs Group Inc: $26,866,838 (26,565 shares)
- Alti Global Inc (Own Stock): $2,522,433 (698,735 shares)
Asset Classes: The portfolio is heavily weighted toward large-cap U.S. equities, Energy, Technology, and Financials. Significant allocations are also made to Exchange Traded Funds (ETFs) covering broad market indices (S&P 500, MSCI EAFE), commodities (Gold, Silver, Bitcoin, Ethereum), and sector-specific themes (Semiconductors, Energy Infrastructure).
Material Changes and Voting Authority
Voting Authority: The filing details voting rights for each position, categorized as Sole, Shared, or None. For example, in Alti Global Inc, the manager holds Sole voting authority for 161,211 shares and Shared authority for 537,524 shares.
Put/Call Options: The "Put/Call" column is largely empty or marked "DFND" (Deferred/Not Applicable) for most equity positions, indicating a primary focus on long equity exposure rather than complex derivatives, though some ETF positions show specific option-like structures or deferred reporting.
Guidance, Outlook, and Risks
Management Commentary: Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, or strategic outlooks.
Risks and Contingencies: The filing does not disclose specific risk factors or contingencies. However, the portfolio composition implies exposure to:
- Market Risk: High concentration in large-cap technology and energy sectors.
- Commodity Volatility: Significant exposure to Gold, Silver, and Crypto assets (Bitcoin/Ethereum ETFs).
- Concentration Risk: Notable ownership in the company's own stock (Alti Global Inc) and specific energy infrastructure plays (e.g., Targa Resources, Energy Transfer).
Investor Verification Checklist
- Reporting Date Discrepancy: Verify the actual reporting period. The metadata states "2026 Jun 30," but the text header references "2023." Confirm if this is a future-dated filing or a data error.
- Own Stock Position: Review the size of the position in Alti Global Inc ($2.5M value) relative to the total portfolio to assess insider confidence or liquidity needs.
- ETF Overlap: Analyze the overlap between direct equity holdings (e.g., Apple, Microsoft) and broad market ETFs (e.g., Invesco QQQ, Vanguard S&P 500) to determine true active exposure.
- Crypto/Commodity Exposure: Quantify the total value held in Bitcoin, Ethereum, Gold, and Silver ETFs to assess the portfolio's risk profile regarding volatile alternative assets.
- Voting Rights: Confirm the extent of "Shared" vs. "Sole" voting authority, particularly for the company's own stock, to understand governance influence.