SEC Filing Summary: Alti Global, Inc. (Form 13F)
Business Context and Reporting Period
Company: Alti Global, Inc.
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: The filing lists a period date of September 30, 2025. This document discloses the equity securities held by the investment manager as of the end of the reporting quarter.
Key Financial Metrics and Portfolio Composition
The filing provides a detailed list of holdings but does not contain aggregate financial statements (revenue, profit, cash flow) for Alti Global, Inc. itself. Instead, it details the value and quantity of securities held in the portfolio.
- Portfolio Structure: The portfolio is heavily diversified, consisting of individual equities and a significant allocation to Exchange-Traded Funds (ETFs).
- Top Individual Equity Holdings (by Value):
- Alphabet Inc. (Class A & C): Combined value approx. $85.1 million.
- Apple Inc.: Combined value approx. $76.8 million.
- Amazon.com Inc.: Combined value approx. $20.7 million.
- Alti Global Inc. (Own Stock): Combined value approx. $2.75 million.
- Microsoft Corp.: Combined value approx. $43.4 million.
- Significant ETF Holdings:
- First Trust Exchange-Traded Fund (Energy Income Partners): Value approx. $114.8 million.
- First Trust Exchange-Traded Fund (No Amer Energy): Value approx. $109.6 million.
- iShares Gold Trust: Value approx. $111.0 million.
- SPDR S&P 500 ETF Trust: Value approx. $359.7 million.
- iShares Core S&P Total Stock Market ETF: Value approx. $400.5 million.
- Debt and Liquidity: The filing text does not provide data on the company's corporate debt, cash flow, or liquidity positions.
Material Changes and Voting Authority
The filing distinguishes between holdings with "Sole," "Shared," or "None" voting authority. A significant portion of the portfolio is held with "Sole" voting authority, indicating direct control over voting decisions for those shares. The data does not explicitly state the net change in holdings compared to the prior quarter, as it only presents the snapshot of holdings at period end.
Outlook, Risks, and Contingencies
Management Commentary: Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, or strategic outlooks.
Risks: The portfolio shows exposure to specific sectors including Technology (Alphabet, Apple, Microsoft, NVIDIA), Energy (First Trust Energy ETFs, Exxon Mobil, Chevron), and Commodities (Gold, Silver). The filing does not disclose specific risk factors or contingencies.
Key Facts for Investor Verification
- Reporting Date Anomaly: Verify the reporting period date of "2025 Sep 30." If the current date is prior to this, the filing may be a projection, a data entry error in the source text, or a future-dated filing.
- Concentration Risk: Confirm the total portfolio value to assess the concentration in the top 5 holdings (Alphabet, Apple, Microsoft, Amazon, and Energy ETFs).
- Self-Holding: Note the holding of Alti Global Inc. Class A shares (approx. $2.75 million), which may indicate insider confidence or a specific corporate treasury strategy.
- ETF Exposure: Verify the specific strategies of the large Energy and Gold ETF positions, as these represent a significant portion of the disclosed assets.
- Missing Financials: Investors seeking revenue, profit margins, or debt levels must consult the company's Form 10-K or 10-Q, as this Form 13F does not contain that data.