SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Alti Global, Inc.
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: The filing lists holdings as of the period ending March 31, 2026 (as indicated in metadata), though the data rows contain a "2023" label in the first entry which appears to be a data artifact or legacy tag within the raw text. The filing details the equity securities held by the investment manager with sole, shared, or discretionary voting authority.
Key Financial Metrics and Portfolio Composition
This filing is a disclosure of holdings and does not contain revenue, profit, cash flow, or debt metrics for Alti Global, Inc. itself. Instead, it reports the aggregate value and share counts of the portfolio managed by the firm.
- Top Holdings by Value: The portfolio is heavily weighted toward large-cap technology and energy sectors. Notable positions include:
- Exxon Mobil Corp: ~$135.8M (767,006 shares)
- Apple Inc: ~$73.4M (289,193 shares total across entries)
- Alphabet Inc (Class A & C): ~$76.9M (278,772 shares total)
- Amazon.com Inc: ~$20.2M (96,971 shares total)
- Microsoft Corp: ~$33.3M (89,854 shares total)
- Significant ETF Exposure: The portfolio holds substantial positions in passive index funds, including:
- First Trust Exchange-Traded Fund (Energy Income Partners): ~$149.1M
- First Trust Exchange-Traded Fund (No Amer Energy): ~$122.5M
- SPDR S&P 500 ETF Trust: ~$382.7M
- iShares Core S&P Total Stock Market ETF: ~$412.9M
- Self-Holding: Alti Global, Inc. holds a position in its own Class A common stock valued at approximately $2.8M (773,167 shares total).
Material Changes and Voting Authority
The filing distinguishes between voting authority types:
- Sole Discretion: The majority of the reported positions are held with sole voting authority, indicating direct control over voting decisions for those shares.
- Shared/None: Some positions, particularly within ETFs or specific institutional blocks, are listed with shared or no voting authority.
- Derivatives: The filing includes limited derivative activity, such as call options on Barrick Gold Corp and put/call positions on various equities, though the bulk of the portfolio consists of long equity positions.
Outlook, Risks, and Contingencies
Management Commentary: Form 13F filings do not contain management commentary, forward-looking guidance, or strategic outlooks. They are strictly historical snapshots of holdings.
Risks and Contingencies:
- Concentration Risk: The portfolio shows significant concentration in the Energy sector (via direct holdings like Exxon, Chevron, and energy-focused ETFs) and Technology sector (Apple, Microsoft, Alphabet, NVIDIA).
- Liquidity: The holdings consist primarily of highly liquid large-cap equities and major ETFs, suggesting high portfolio liquidity.
- Regulatory Note: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column to assess the scale of assets under management.
- Confirm the specific breakdown of "Sole" vs. "Shared" voting authority to understand the firm's actual control over the reported assets.
- Check for any discrepancies between the reported share counts and the market value, which may indicate stale pricing or data entry errors in the raw text.
- Review the "Other" column for any unlisted derivatives or complex instruments not immediately apparent in the equity list.
- Compare these holdings against the firm's stated investment mandate (if available in other filings) to ensure alignment with their strategy.