Business Context and Reporting Period
This Form 6-K filing by Apollomics Inc. covers the month of July 2026, with a specific reporting date of July 14, 2026. The document addresses the Company's regulatory status regarding its continued listing on the Nasdaq Capital Market.
Key Financial Metrics
The filing does not provide specific financial data such as revenue, profit, cash flow, margins, debt, or liquidity. The document focuses exclusively on compliance with listing standards rather than financial performance.
Material Changes
- Regulatory Status: On July 8, 2026, the Company received written notice from the Nasdaq Listing Qualifications Staff confirming it regained compliance with the Market Value of Listed Securities (MVLS) requirement under Nasdaq Listing Rule 5550(b)(2).
- Compliance History: The Company had previously been notified on June 18, 2026, of non-compliance due to failing to maintain a minimum MVLS of $35 million over 30 consecutive business days.
- Resolution: Compliance was restored as the Company maintained an MVLS of $35 million or greater for the 10 consecutive business days from June 23, 2026, to July 7, 2026.
Outlook, Risks, and Management Commentary
Management confirmed that the matter regarding the listing deficiency is now closed. The Company issued a press release on July 13, 2026, announcing the regained compliance, which is attached as Exhibit 99.1. No specific forward-looking guidance, new risks, or unusual items were disclosed in this filing.
Investor Verification Checklist
- Verify the current Market Value of Listed Securities (MVLS) to ensure continued compliance with the $35 million threshold.
- Review the attached Press Release (Exhibit 99.1) for any additional details on the market performance leading to compliance.
- Monitor future filings for any recurrence of listing deficiency notices.