Business Context and Reporting Period
This Form 8-K was filed by Calamos Dynamic Convertible & Income Fund on August 23, 2021. The registrant is a Delaware corporation with its principal executive offices in Naperville, Illinois. The report primarily addresses corporate governance amendments rather than operational or financial performance updates.
Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report is a current report regarding legal amendments and does not contain financial statements or performance data.
Material Changes
- Corporate Governance Amendments: Effective August 23, 2021, the Board of Trustees amended and restated the Trust's Declaration of Trust and By-Laws in their entirety.
- Scope of Changes: The amendments clarify certain provisions specifically relating to preferred securities.
- Documentation: The full text of the Amended and Restated Declaration of Trust and By-Laws are attached as Exhibits 3.1 and 3.2.
Guidance, Outlook, and Risks
The filing contains no management commentary, financial guidance, outlook, or discussion of risks and contingencies. The document is strictly procedural regarding the amendment of organizational documents.
Key Facts for Investor Verification
- Verify the specific language changes in the Amended and Restated Declaration of Trust (Exhibit 3.1) and By-Laws (Exhibit 3.2) to understand the clarified provisions regarding preferred securities.
- Confirm that the amendments were effective as of August 23, 2021.
- Note that this filing does not impact the trading symbol (CCD) or the listing on the NASDAQ Global Select Market.