Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Carlyle Group Inc. for the quarter ended September 30, 2023. The report discloses equity holdings managed by Carlyle Group Inc. and three other included managers: Abingworth LLP, Carlyle Investment Management LLC, and CIM Global, L.L.C. The filing was signed on November 3, 2023, by Jeffrey W. Ferguson, General Counsel.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of Carlyle Group Inc. itself.
- Total Reported Value: $2,305,584,289 (rounded to the nearest dollar).
- Total Number of Holdings: 26 entries.
- Number of Included Managers: 3 (in addition to the primary filer).
The filing does not provide data on Carlyle Group Inc.'s corporate debt, liquidity, margins, or operating cash flow.
Material Changes and Context
The filing includes explanatory notes regarding structural changes within the organization:
- Abingworth Acquisition: On August 1, 2022, Carlyle Group Inc. acquired the Abingworth group. Consequently, Abingworth LLP is now a relying advisor of Carlyle Investment Management L.L.C., and Abingworth Management Inc. is de-registering as an investment adviser with the SEC.
- AlpInvest Partners B.V.: Identified as an indirectly wholly owned investment adviser. Carlyle Group Inc. does not participate in the investment decision-making of AlpInvest Partners B.V.
The filing does not provide comparative data against the prior quarter to quantify material changes in holdings value or composition.
Guidance, Outlook, and Risks
This document is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, or specific risk factors regarding Carlyle Group Inc.'s future business outlook. The standard SEC disclaimer applies, stating that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $2.3 billion against Carlyle Group Inc.'s 10-Q or 10-K filings for the same period to understand the proportion of total assets represented by these specific equity holdings.
- Confirm the status of Abingworth LLP's de-registration as an investment adviser with the SEC.
- Review the specific 26 holdings listed in the full schedule (not included in this summary text) to assess sector concentration.
- Note that this filing excludes AlpInvest Partners B.V. holdings from the decision-making scope of the primary filer.