Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Carlyle Group L.P. for the quarter ended June 30, 2017. The report discloses the institutional investment manager's holdings in U.S. equity securities. The filing includes data for two other included managers: Carlyle Investment Management LLC and CIM Global, L.L.C.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance of the Carlyle Group itself. Consequently, metrics such as revenue, profit, cash flow, margins, debt, and liquidity are not applicable to this specific report.
- Total Value of Reported Holdings: $1,516,135,000 (1,516,135 thousands)
- Total Number of Holdings Reported: 15
- Number of Other Included Managers: 2
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2017) or detail specific changes in holdings, purchases, or sales. Therefore, material changes versus the prior comparable period cannot be determined from this document.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, or outlook. It is a statutory disclosure of current holdings. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $1.52 billion against the firm's broader 10-Q or 10-K filings for the same period to understand the proportion of total assets represented.
- Confirm the specific 15 holdings listed in the full schedule (not provided in the summary text) to assess sector concentration.
- Note that this report covers only U.S. equity securities; it excludes international holdings, private equity, real estate, and other asset classes managed by Carlyle.
- Review the "Other Included Managers" section to ensure holdings for Carlyle Investment Management LLC and CIM Global, L.L.C. are aggregated correctly.