SEC Filing Summary: Carlyle Group Inc. (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending March 31, 2017. The document discloses the investment manager's holdings in equity securities as of the end of the quarter. It does not contain financial performance data for Carlyle Group Inc. itself, but rather a list of external companies in which Carlyle holds positions.
Key Financial Metrics and Holdings
The filing details 15 specific equity positions. The total value of these disclosed holdings is approximately $169.9 million (sum of Column 4 values). The portfolio is heavily weighted toward energy, infrastructure, and industrial sectors.
| Issuer | Security Type | Value ($000s) | Shares/Units | Voting Authority |
|---|---|---|---|---|
| Enviva Partners LP | Common Unit | 372,390 | 13,252,299 | Sole |
| Multi Packaging Solutions Inc | Common | 379,877 | 21,163,072 | Sole |
| Pattern Energy Group Inc | Class A | 341,456 | 16,962,546 | Sole |
| Wesco Aircraft Holdings Inc | Common | 263,304 | 23,096,882 | Sole |
| USA Compression Partners LP | Common Unit | 407,641 | 24,135,029 | Sole |
| Cobalt Intl Energy Inc | Common | 18,575 | 34,822,878 | Sole |
| Centennial Resource Dev Inc | Class A | 28,867 | 1,583,477 | Sole |
| Concord Med Svcs Hldgs Ltd | ADR Class A | 20,589 | 4,362,117 | Sole |
| Enduro Rty Tr | Trust Unit | 28,810 | 8,600,000 | Sole |
| Fang Holdings Ltd | ADR | 40,123 | 12,307,691 | Sole |
| Rice Energy Inc | Common | 53,600 | 2,261,607 | Sole |
| Sequential Brands Group Inc | Common | 24,779 | 6,369,812 | Sole |
| Superior Energy Svcs Inc | Common | 13,047 | 914,934 | Sole |
| Weatherford Intl Plc | Ordinary Shares | 6,650 | 1,000,000 | Sole |
| Xenith Bankshares Inc | Common | 107,565 | 4,239,858 | Sole |
Note: The table above lists the top holdings by value. The "Value" column represents the approximate market value in thousands of dollars as reported in Column 4 of the source text.
Material Changes and Outlook
Material Changes: This filing is a snapshot of holdings as of March 31, 2017. The document does not provide comparative data against the prior quarter (December 31, 2016) to determine material changes in position size or new entries/exits.
Guidance and Risks: Form 13F filings do not contain management commentary, financial guidance, or risk factors regarding the reporting company's own operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy.
Investor Verification Checklist
- Portfolio Concentration: Verify if the disclosed $169.9 million represents the entirety of Carlyle's public equity portfolio or only a subset of managed accounts.
- Energy Sector Exposure: Note the significant concentration in energy-related assets (Cobalt, Rice Energy, Superior Energy, USA Compression, Weatherford, Enviva).
- Voting Rights: Confirm that Carlyle exercised "Sole" voting discretion for all listed positions, indicating direct control over these specific holdings.
- Missing Data: The filing does not provide Carlyle Group's own revenue, profit, cash flow, or debt levels; these must be sourced from Carlyle's 10-Q or 10-K filings.